Louise Bliss

Head of Compliance

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BA (Hons) Business and Management

As Head of Compliance, Louise leads our compliance strategy while managing a dedicated team of administrators and paraplanners. Throughout her time in the financial services industry, she has grown through the roles of administrator, paraplanner, compliance officer, and now Head of Compliance, giving her a deep understanding of every step in our process. Her role focuses on ensuring we meet FCA requirements while making sure client investments are administered and reported on accurately.

Passionate about building a positive and purposeful team culture, Louise works to give her team clear direction and achievable goals, always with the end client’s best interests at heart. She believes that compliance isn’t just about ticking boxes, but about creating trust, transparency, and excellent outcomes for our clients.

In her spare time, Louise likes to travel to new places, experiencing different cultures and socialising with her friends and family.

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FAQ

What’s your favourite part of your role?

For me, it’s about giving clients peace of mind. My role is to make sure that every piece of advice we give is not only suitable, but also in each client’s best interest. I love knowing that by maintaining the highest standards of compliance, I’m helping our advisers focus fully on building long-term, trusted relationships with clients.

What areas of expertise do you focus on?

My expertise lies in compliance, particularly within pensions, retirement planning, inheritance, and protection. I ensure our processes and advice always meet strict regulatory requirements, but more importantly, that they are delivered in a way that is fair, transparent, and client-focused. This allows our clients to feel confident that their financial journey with us is secure and ethical.

What are the most common questions or challenges you help solve?

I understand that when it comes to your money, you want to make sure that you have chosen the right firm to work with. Clients often have questions about the suitability of the advice they’re receiving—especially when it comes to complex areas like pension transfers, retirement income options, or inheritance planning. I help ensure that our answers are clear, straightforward, and fully aligned with regulatory standards. Put simply, my role is to make sure every client can feel reassured that the advice they receive from Humboldt is the right advice for them and their financial situation.

What's it like working with Humboldt?

At Humboldt Financial, we have instilled a culture where everyone is listened to and valued. It’s a place where ideas are welcomed, creativity is encouraged, and every suggestion is considered—especially if it helps improve the experience for our clients. What I enjoy most is seeing how committed the whole team is to putting clients first. Every decision we make is rooted in transparency, trust, and a genuine desire to make financial planning simpler and more meaningful for the people we work with.

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The Financial Conduct Authority does not regulate will writing, taxation and trust advice and some forms of Buy to Let mortgages. If you wish to register a complaint, please email louise.bliss@humboldtfinancial.co.uk. A summary of our internal complaints handling procedures for the reasonable and prompt handling of complaints is available on request and if you cannot settle your complaint with us, you may be entitled to refer it to the Financial Ombudsman Service at www.financial-ombudsman.org.uk or by contacting them on 0800 023 4567.

Humboldt Financial Limited is a FCA regulated company (reference 826457) https://register.fca.org.uk/